SAFE Act Review
CSI can perform an onsite compliance review covering the following high risk and problem areas affecting a financial institution’s compliance with the SAFE Act:
- S.A.F.E. Act Compliance Officer Responsibilities
- Registration of the Bank
- Registration of Employees
- Fingerprints
- Criminal History Review
- Employee Failing to Comply with Registration Requirements
- Registration and Renewal Requirements
- Third Party Provider Due Diligence
- Independent Testing